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by tmaudsley
Fri May 28, 2010 12:13 pm
Forum: Opinions
Topic: Doing Business with SIG's and PEO's in CA
Replies: 2
Views: 3332

Doing Business with SIG's and PEO's in CA

As a retail broker in California, in light of the recent negative activity with CRM, is there a way a broker can better protect themselves by using disclosures and/or strengthened agreements to avoid litigation in the event of insolvency or breach of contract by an SIG? Or just avoid them completely?