financial advisor News

Wall Street’s main regulator is moving to introduce new rules for brokerages using artificial intelligence to interact with clients. The US Securities and Exchange Commission said Tuesday that a long contemplated plan to rein in conflicts of interest associated with …

A Connecticut man will spend almost four years in prison for operating an investment scheme that defrauded people of more than $874,000. The U.S. Attorney’s office says 54-year-old Anthony Sciarra, of Wethersfield, Conn., was sentenced Wednesday in Hartford federal court. …