A new group of Wall Street firms has agreed to pay more than $81 million in civil penalties to settle U.S. Securities and Exchange Commission charges of record-keeping failures, the regulator said on Friday. The settlements with broker-dealers and investment …
PG&E Corp.’s court-appointed compliance monitor concluded the utility isn’t trimming trees that pose wildfire threats in high-risk areas of California and didn’t train its contractors properly. The monitor, Mark Filip, on Wednesday wrote to U.S. District Judge William Alsup, saying …
A federal workers’ safety agency is recommending $267,081 in penalties for a Massachusetts auto auction house where five people died when a vehicle suddenly accelerated into a crowd. The Occupational Safety and Health Administration, or OSHA, announced it was citing …
