The U.S. Supreme Court on Monday agreed to hear an appeal by a New York investment banker banned from the...
securities fraud News
An Albany insurance broker has been sentenced to nine years in prison for a $1 million securities fraud scheme. Lawrence...
Andrew Fastow, former chief financial officer (CFO) of Enron Corp., a now-defunct energy trading company swept up in a massive...
The U.S. Supreme Court let stand a major insider-trading ruling that threatens at least 10 convictions and creates what the...
When New York Attorney General Eric Schneiderman gave up a claim for damages against former AIG chief Hank Greenberg, he...
U.S. securities regulators charged a New Jersey-based consultant on Tuesday with defrauding investors in the China-based companies he helped make...
A New York appeals court on Tuesday gave former American International Group Inc. Chief Executive Maurice “Hank” Greenberg a partial...
A New York state judge made it easier for the bond insurer MBIA Inc. to pursue its $1.4 billion lawsuit...
Enforcement by the state attorney general against securities fraud doesn’t pre-empt private common-law claims of negligence against investment companies, New...
Bank of America Corp. was sued by 15 former Countrywide Financial Corp. institutional investors who said they lost money after...